LISTINGS AND ISSUANCE OF SECURITIES
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LISTINGS AND ISSUANCE OF SECURITIES

Our core business is to coordinate and manage the pre and post-listing process of securities on the DCSX and Prospects MTF.

We hereby confirm that as a Corporate Advisor we will at all times:

(a) Maintain Independence, impartiality, objectivity, confidentiality and ethical standards to ensure that we are in a position to identify, mitigate and unless it is not possible to eliminate, disclose any conflicts of interests and how such conflicts are managed;

(b) Maintain to the extent allowed a process by which we or any other person or Company connected to Amergeries may invest or trade in securities issued by our Prospects Companies and immediately disclose any such investment or trading therein; and

(c) Maintain quality assurance of its services to client Prospects Companies Maintain quality assurance of its services to client Prospects Companies.

We play a defining role for both issuers and investors as we ensure that the securities to be listed will fulfill the exchange’s requirements and its obligations to inform the public of market relevant data.

Besides from Amergeris other professional parties are involved in the issuance and placement of securities. Amergeris extensive network enables us to introduce the issuer to a select group of professional advisors who have the required expertise in project/corporate finance to efficiently structure and place offerings.

Additionally, Amergeris can manage the issuance process in which the appropriate issuance partners are selected and the possible approaches to raise finance in the international capital market are analyzed. These include:

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EQUITIES
  • Floating Eligibility and SPOs: company corporate management & finance analysis
  • Selection of Advisors/Partners: business plan, due diligence and initial public offering (IPO)
  • Structuring, Legal Documentation and Securities Law Disclosure
  • Market analysis and Research Coverage
  • Marketing and Placement: registration and listing, road show, pricing
  • Securities Issuance and Allocation
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BONDS
  • Pre-issuance Analysis: company corporate management & finance analysis, management analysis
  • Selection of Advisors/Partners: business plan and due diligence
  • Market Analysis: local and international bond market, investors, pricing and risk premium
  • Transaction Development and Structure
  • Legal Documentation and Securities Law Disclosure
  • Marketing and Placement: registration and listing, road show, pricing
  • Securities Issuance, Fiscal and Paying Agent
  • Post-Issuance Management: debt service, corporate governance, ongoing disclosure and Communications
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FUNDS
  • Fund (re)structuring to enable the listing of the fund’s shares
  • Fund administration, NAV calculation and investor services